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Targeting Investment Fraud
August 20 @ 9:00 am - 4:00 pm
Delivery Method: Virtual
Location: Online
Duration: 1 Day
Date: 08/20/2024
Time: 9:00 AM – 4:00 PM Eastern
This course provides investigators and prosecutors with the knowledge and tools they need to respond to the growing problem of investment fraud. Topics include what constitutes a security, using the Howey Test to determine if a particular offering is a security, identifying investment fraud schemes, and investigative strategies for working with victims and perpetrators. The course also covers fraud prevention strategies, and students are provided with additional resources for both prevention and investigation.
This course is presented in partnership with the FINRA Investor Education Foundation.
Key concepts covered in this course include:
• Securities basics
• Securities fraud
• Investigative techniques
• Prevention and resources
Students who complete this course are eligible for 1.0 point toward the CECFE, 3CI, and 3CIA certifications.
Student Testimonials
“Being new to white collar investigations, this course helped me by providing the foundation of what to look for as key indicators of fraud concerning investor funds and helped identify potential sources of information/evidence in case involving alleged misuse of funds by an oil operator who sold working interest to investors.” -Anonymous
“While working many fraud/identity theft/financial elder abuse cases, I have been able to utilize this training to analyze bank statements and financial records. This training allowed me to recover over $14,000 for an elder abuse victim who was subjected to a lottery scam.” -Fairfield, California
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